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Protect your business

Disciplinaries and Dismissals Advice for Employers

Employee misconduct is so nuanced that even seasoned managers and HR professionals may sometimes question what action to take.

Whether you feel out of your depth or just want the reassurance of a second opinion, seeking expert support can help you to investigate the problem, determine the severity of the offence, and reach a fair outcome decision after careful consideration of the facts.

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Restore business harmony with disciplinary advice for employers

From persistent lateness and social media misuse to complex fraud and allegations of sexual harassment, our specialist UK employment law team can provide much-needed support and expertise through difficult disciplinary matters.

Fair, commercial, pragmatic. We’ll find out what you want to do, help you explore options and risks, and work with you to manage misconduct quickly, effectively and in line with the law.

  • Approach situations confidently with unlimited advice from named Employment Law experts

  • Ensure matters are dealt with fairly and consistently with a robust disciplinary policy

  • Save time with bespoke document drafting and expert-created templates

  • Not confident or time-poor? Let us conduct the investigation, hearing and appeal for you

  • Protect against claims with our optional, FCA-regulated Legal Expenses Insurance

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Reduce business exposure, resolve issues quickly

Disciplinary matters are the most common case type we deal with and come with a high potential for claims. Have you followed the correct procedure? Is the sanction fair and reasonable in the circumstances? Is there whistleblowing involved, or perhaps a protected characteristic?

Don’t let disciplinaries drain management time or leave the door open to claims. In addition to unlimited advice line support throughout the process, your dedicated team of legally-qualified advisers will take care of all your documentation, from drafting meeting invites to turning your minutes into a clear, comprehensive outcome letter. Complete peace of mind in stressful situations.

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    Fair and compliant disciplinary procedures for employers​

    It's vital your business takes a fair approach to disciplinary procedures and considers all available evidence. You must do this, otherwise you may take actions that lead to legal consequences such as an employment tribunal. Follow the below steps to make sure you have a fair process in place.
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    1. Determining the need for a hearing

    You may need to hold a disciplinary hearing if an employee engages in misconduct, has long-term performance issues, or has breached workplace rules. Misconduct may include insubordination, while gross misconduct is a more serious issue (such as theft or harassment).
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    2. Claim submission

    The employee (claimant) submits an ET1 claim form to the tribunal, setting out their complaint. As the employer (respondent), you’ll then receive a copy and have 28 days to respond using an ET3 form.
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    3. Case management

    Once the claim and response are in, the tribunal may issue directions or hold a preliminary hearing to clarify the issues, set a timetable, and decide whether the case can be heard in-person or remotely.
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    4. Preparation

    Both sides will prepare their evidence and witness statements. This includes sharing relevant documents and agreeing a bundle of materials to be used during the hearing.
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    5. The hearing

    The tribunal hearing is where both parties present their case, usually with witness evidence and cross-examination. A judge (and sometimes panel members) will consider everything and make a decision.
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    6. The outcome

    The tribunal may give its decision on the day or send it in writing afterwards. If the claim is successful, they will decide what compensation or remedy should be awarded. Either party may appeal on certain grounds.
    Establish a fair, compliant disciplinary process

    Claim your free consultation with our specialist employment law team to define a fair process that protects your business.

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    Explore our fixed-fee Employment Law support

    Advice Line

    Fast, pragmatic, commercial. Our Employment Law & HR advice line gives you and your managers access to truly unlimited advice on all of your people-related challenges, from the seemingly straightforward to the most complex.

    HR matters come with the territory when you run a business or manage an organisation and we’re here to help you through it all. Whether you’re battling absenteeism, struggling to manage an underperforming employee or need help navigating a complicated exercise like redundancy, we can walk you through the steps required to handle the situation appropriately.

    Yes. All of our advisers are qualified legal professionals or on the road to formal qualification, which means a full range of employee issues can be dealt with within your dedicated three-person team. In the event that you’re presented with an Employment Tribunal claim, we will conduct a full handover to our Litigation Team so that they are well equipped to defend you.

    Why choose us?

    Experts in disciplinary advice for employers

    Across the UK, WorkNest has supported hundreds of businesses with claims. We can help protect your organisation’s finances and reputation with an expert team of employment law specialists. Seek legal advice today for:

    • Your own small team of dedicated experts

    • Commercial, pragmatic advice tailored to you

    • Bespoke contracts, policies and handbooks

    • Trusted by over 35,000 organisations

    • Recognised as a leading firm by the Legal 500

    • Advice on expected legal costs

    Our Team

    Cross-industry expertise, ready to support you

    Our team of Employment Law, HR, and Health & Safety specialists brings deep expertise across a wide range of industries. We work closely with you to understand your unique challenges, forming a trusted partnership to deliver tailored support, whatever your needs.
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    Trusted by employers across the UK

    We support over 40,000 UK employers, from small businesses with fewer than 50 employees to well-known household names with large, multi-site workforces. 

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    “I’ve taken WorkNest into every organisation that I’ve worked with. I’ve introduced them to many teams and many colleagues and referred them with absolute pleasure because I genuinely trust in the service that we get.”
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    Operations Director, Beaverfit

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    FAQs

    Your dedicated WorkNest team will utilise their Employment Law expertise and in-depth understanding of your business to help you to craft any correspondence you might need throughout the disciplinary process. We’ll ensure that meeting invites contain all the necessary information, help you to construct carefully-worded outcome letters explaining how you have arrived at your decision and why this warrants a particular course of action, and everything in between.

    Yes. If you’re not confident tackling the situation alone, we can provide on-site HR Consultancy support with disciplinary investigations, hearings and appeals. We can conduct the meetings for you or, if you prefer, attend them with you to offer professional, experienced support. We can also provide similar assistance with employee grievances.

    Through myWorkNest, you can access a full case history, including attendance notes and correspondence with your adviser. Not only will this help you to demonstrate that you followed a fair procedure, but you can also refer back to written advice and call recordings at a later date should you encounter a similar scenario or need to demonstrate compliance.

    Some providers’ self-insurance models can result in overly restrictive advice. At WorkNest, our Legal Expenses Insurance is independent, and our advice is genuinely commercial; we will help you to achieve your preferred outcome whilst being mindful of potential legal risks. Dismissing an employee during their probationary period, for example, is fairly low-risk, and provided this wouldn’t constitute automatically unfair dismissal, we won’t prevent you from making these basic employment decisions.

    Formal disciplinary action is any sanction that follows a formal disciplinary meeting. It could be a first written warning, a final written warning or dismissal. A sanction should only be issued following a formal disciplinary process, which will usually involve an investigation, an invite to a meeting, the meeting itself, then a letter confirming the outcome.

    Yes. Employees resigning during the disciplinary process is a fairly common tactic adopted by someone facing serious allegations. Resignation is a unilateral act, and employers cannot choose to accept or reject the resignation. If someone resigns with immediate effect, their employment ends straightaway. If they resign with notice, then it may be that you can conclude the disciplinary process before the notice period ends.

    Generally speaking, it is investigation, meeting, outcome, appeal. How long each step takes, and the exact process involved, will often depend on the seriousness or complexity of the allegations.

    A companion in a disciplinary hearing can take notes and can make representations on behalf of the employee. Beyond that, their role is pretty limited. What they cannot do is answer any questions posed directly to the employee.

    A union representative or a work colleague. Employees are not permitted to take friends or family members into a disciplinary hearing unless they are also colleagues and/or union representatives.

    Yes, provided that the letter inviting the employee to the disciplinary hearing makes it clear that is one possible outcome.

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