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GDPR Article 14- Obtaining Personal Data

We explain Article 14 of the GDPR including when you need an Article 14 privacy notice and what it should contain according to ICO guidelines.

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Understanding when you need to provide an Article 14 privacy notice is the first step in complying with Article 5’s principle on fairness and transparency. The regulation states that data controllers must provide data subjects with an Article 14 privacy notice where personal data has not been obtained from the data subject.

Recital 60 explains this further stating, principles of fair and transparent processing require that the data subject be informed of the existence of the processing operation and its purposes and that data controllers should provide the data subject with any further information necessary to ensure fair and transparent processing.

In most businesses it is the sales and marketing team who obtain personal data from a third party. This could be from marketing campaigns on social media, purchasing mailing lists, or in some cases web scraping tools, such as plug-ins. All these sources are third parties and require you to comply with Article 14 by providing a privacy notice to the data subject.

The privacy notice should be provided at the first point of contact or within 30 days of obtaining the personal data. If you are contacting the data subject by phone, you should provide them with information on who you are, where you obtained their personal data, for what purpose you will be using it for, and in further communication, provide them with the privacy notice in writing.

It is important to note that prior to contacting the data subject, you should first cross check the data against the Telephone, Mailing, and Corporate Preference Service to ensure their details are not registered there, otherwise you will be in breach of their data subject rights.

The ICO has provided a helpful guide on what to include in your Article 14 privacy notice. It is essentially a copy of your Article 13 privacy notice but with additional information on the source of the personal data.

What information do we need to provide?

Personal data collected from individuals (Article 13)

Personal data obtained from other sources (Article 14)

The name and contact details of your organisation

Yes

Yes

The name and contact details of your representative

Yes

Yes

The contact details of your data protection officer

Yes

Yes

The purpose of the processing

Yes

Yes

The lawful basis for the processing

Yes

Yes

The legitimate interests for the processing

Yes

Yes

The categories of personal data obtained

No

Yes

The recipients or categories of recipients of the personal data

Yes

Yes

The details of transfers of the personal data to any third countries or international organisations

Yes

Yes

The retention periods for the personal data

Yes

Yes

The rights available to individuals in respect of the processing

Yes

Yes

The right to withdraw consent

Yes

Yes

The right to lodge a complaint with a supervisory authority

Yes

Yes

The source of the personal data

No

Yes

The details of whether individuals are under statutory or contractual obligation to provide the personal data

Yes

Yes

The details of the existence of automated decision-making, including profiling

Yes

Yes

It is important to understand that when using third parties to purchase personal data, there needs to be adequate supplier due diligence carried out. As a data controller, it is your responsibility to process personal data in a lawful manner. For instance, ensuring that you are only using third parties who can verify they have collected the personal data lawfully and are GDPR compliant.

To keep track of the different sources of personal data, it’s helpful to document them. The Records of Processing Activities (ROPA) document found in Article 30 is one way to keep track of personal data that has been collected. You can use ROPA as a tool to understand the data flow between parties you share the information with, and for understanding which processes require you to provide an Article 14 privacy notice.

The Polish data protection authority (UODO) fined Swedish data aggregation company Bisnode €220,000 for a GDPR violation of Article 14. Bisnode were found to have collected personal data from the public records and databases of approximately 700,000 data subjects without providing a privacy notice. Bisnode decided they were exempt from Article 14 because notifying over 6 million data subjects, for whom they did not have an email address, would be disproportionate saying that it would cost the company €7.7 million. The UODO however, ruled against this since approximately 12,000 of those data subjects had already objected to the processing of their personal data.

  • Article 14 of the GDPR states that information must be traceable where personal data has not been obtained directly from the data subject

  • To remain compliant, it is essential for data subjects to be informed when companies have collected personal data from them directly, and indirectly, via third parties

  • It’s important for organisations to know when to provide an Article 14 privacy notice to comply with the principles of fairness and transparency in Article 5 of the GDPR

  • Supplier due diligence is crucial to understanding whether third parties can validate that they have collected personal data lawfully

  • A ROPA document is another way to ensure GDPR compliance, by keeping a record of your data processing activities and understanding which processes require an Article 14 privacy notice

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